This is a handout to accompany the Establishing a Modern Risk Management Department presentations. It provides case study questions. (The answers are provided in this series.)
The focus of this fraud awareness presentation includes: definition of fraud, occupational fraud and white collar crime; fraud awareness, detection and prevention; potential fraud indicators; and examples of fraud cases. The presentation was adapted from a fraud awareness presentation titled "How to Identify and Catch a Thief in the Workplace," developed by Susan Mondello, deputy chief audit officer and associate director, University Auditing and Advisory Services, Georgia State University, Atlanta, GA, USA.
The presentation focuses on trends and developments related to deregulation, background on sub-prime problems, lessons learned from the banking crisis and an overview of Basel II.
The presentation focuses on IT internal controls, definitions, overview of internal control/risk management frameworks, governance, risk assessment and security strategy.
The presentation focuses on the principles of bank risk management, core objectives, the "vicious cycle" of risk, components of an effective risk management process, a risk management framework and risk philosophy.
This presentation focuses on market risk, credit risk, the credit risk model in modern banking and lending to small business.
The checklist accompanies the Valuation presentation. It is intended to provide an outline of topics to be investigated during the due diligence associated with a prospective venture capital investment into a high-technology company.
This presentation on reputation risk management focuses on elements, self-improving processes, risk-sensitive indicators and the need for benchmarks.
Topics of discussion in this anti-money laundering presentation include: definition of money laundering, how it is accomplished, legal considerations and reporting requirements, red flags and information resources. It includes a summary of U.S. and international laws, as well as details about customer identification programs (CIP).
This handout accompanies the Valuation presentation and focuses on the problem with common shares and preferred shares. It also has case study examples.