This questionnaire accompanies the presentations on assessing the adequacy of bank internal controls. It includes questions on the components of internal control, review procedures, monitoring, audits and more.
This is a handout to accompany the Establishing a Modern Risk Management Department presentations. It provides the answers to case study questions, which also are included in this series.
This questionnaire accompanies the presentations on developing examiner guidelines. It includes questions on the risk factors relating to fraudulent financial reporting and risk factors related to misappropriation of assets.
The presentation focuses on a revised framework for bank risk management, credit and operational risk, and the trading book.
This questionnaire accompanies the presentations on developing examiner guidelines. It includes 11 questions related to organizational structure and internal controls.
This presentation discusses specific risk types, including credit risk, market risk and operational risk; definitions; the role of measurement; data and tools; self assessments; Risk and Control Self Assessment (RCSA) programs; key risk indicators (KRIs) and data collection strategy.
This case study exercise accompanies the presentations on assessing the adequacy of bank internal controls.
The presentation focuses on the BIS Capital Adequacy Framework – Basel II, challenges to Basel II from the credit crisis, and areas of the Basel II Framework likely to be revised.
The presentation gives the definition of market risk, standard market risk factors, measurement of market risk and the Value at Risk (VaR) risk management approach.
This handout accompanies the Valuation presentation and covers potentially unfamiliar terms found in termsheets and/or legal documents, such as lead investor, share purchase agreement and disclosure schedule.