This is a handout to accompany the Establishing a Modern Risk Management Department presentations. It provides the answers to case study questions, which also are included in this series.
This questionnaire accompanies the presentations on developing examiner guidelines. It includes questions on the risk factors relating to fraudulent financial reporting and risk factors related to misappropriation of assets.
This questionnaire accompanies the presentations on assessing the adequacy of bank internal controls. It includes questions on the components of internal control, review procedures, monitoring, audits and more.