This questionnaire accompanies the presentations on assessing the adequacy of bank internal controls. It includes questions on the components of internal control, review procedures, monitoring, audits and more.
This is a handout to accompany the Establishing a Modern Risk Management Department presentations. It provides case study questions. (The answers are provided in this series.)
The presentation focuses on the principles of bank risk management, core objectives, the "vicious cycle" of risk, components of an effective risk management process, a risk management framework and risk philosophy.
This presentation was the third in a series of three workshops on combating money laundering and terrorist financing. It focuses on methods of financial investigations and suspicious activity reports. The presentation offers several detailed examples and tips related to the development of policies and methods to combat money laundering and terrorist financing.
The presentation gives the definition of market risk, standard market risk factors, measurement of market risk and the Value at Risk (VaR) risk management approach.
This presentation describes liquidity risk management, market risk versus market liquidity risk, the three loops of liquidity risk management and monitoring tools.